eFinancialCareers

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Trading Auditor/Compliance (Investment Management)	Northwest Integrators LLC Highly competitive (base + lucrative bon...	USA-CT-Stamford	03 Sep 08

Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermine...

Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)	Northwest Integrators LLC Highly competitive (Base + lucrative bon...	USA-CT-Stamford	03 Sep 08

We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor lega...

Business Analyst - Business Management & Control	Not Disclosed Commensurate with experience	USA-CT-Stamford	19 Aug 08

Business Management & Control - Business Analyst. The individual will manage the implementation of initiative...

Mandatory Corporate Actions Associate	Morgan Stanley not disclosed	USA-NJ-Jersey City	08 Sep 08

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Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	08 Sep 08

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AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	08 Sep 08

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GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	08 Sep 08

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Vice President, Hedge Fund Compliance Officer	Morgan Stanley not disclosed	USA-CT-Greenwich	08 Sep 08

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PWM Senior Compliance Officer	Morgan Stanley not disclosed	USA-NY-White Plains	08 Sep 08

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Commodity Compliance Coverage	Morgan Stanley not disclosed	USA-NY-White Plains	08 Sep 08

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Senior Commodity Compliance Coverage - Oil Liquids	Morgan Stanley not disclosed	USA-NY-White Plains	08 Sep 08

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Employment Attorney, Director (R5226)	Barker & Gilmore, LLC Base & Bonus	USA-NY-New York City	08 Sep 08

One of the world's leading financial management and advisory companies is seeking an 8+ year attorney to join ...

Hedge Fund Paralegal	Not Disclosed More than you are making now	USA-NY-New York City	08 Sep 08

Experienced paralegal for Top New York based Hedge Fund. Working Knowledge of Investment Advisors Act a must. ...

Hedge Fund Marketing Review	Not Disclosed More than you are making now	USA-NY-New York City	08 Sep 08

Top New York Hedge Fund with fully developed legal and compliance function seeks an experienced professional t...

Junior Compliance Officer	Not Disclosed 80,000 - 150,000	USA-NY-New York City	08 Sep 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer	Not Disclosed 200,000 - 400,000	USA-NY-New York City	08 Sep 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	08 Sep 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

Enterprise Account Document Manager	Michael Page 200,000 - 500,000	USA-NY-New York City	08 Sep 08

Senior IT, Legal or Compliance professional with significant experience in document/records management related...

Senior Compliance Officer	Michael Page 150,000 - 250,000	USA-NY-New York City	08 Sep 08

The successful candidate will have experience in drafting and monitoring: existing compliance procedures for ...

Chief Compliance Officer	Not Disclosed 250,000 - 600,000	USA-NY-New York City	08 Sep 08

Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	08 Sep 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Director of Compliance	Michael Page 180,000-300,000	USA-NY-New York City	08 Sep 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	07 Sep 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Compliance Manager	Legend Global Search, Inc. $140 + 20% Bonus	USA-NY-New York City	06 Sep 08

Compliance Manager - Banking, IT

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	USA-NY-New York City	06 Sep 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	USA-NY-New York City	06 Sep 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Compliance Associate	Street Advisor Group Very Competitive	USA-NY-New York City	05 Sep 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Trust Compliance Officer	Not Disclosed Base plus bonus	USA-NY-New York City	04 Sep 08

The Trust Compliance Officer will be part of a compliance team that supports the general Trust business of a t...

Senior Counsel, Investment Management (R5216)	Barker & Gilmore, LLC Base and Bonus	USA-NJ-Jersey City	04 Sep 08

Large investment management company seeking 4+ year attorney to advise growing business.

ERISA, Vice President (R5221)	Barker & Gilmore, LLC Base and Bonus	USA-NY-New York City	04 Sep 08

One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the...

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